Investment Models

SPECIALIZED INVESTMENT TRADING MODELS

Equity & Commodity Rotation Model

Bakken & U.S. Energy Shale Model

Fixed Income/Bond Model

Split Rock manages their Equity & Commodity Rotation model by continuously monitoring economic and business cycles and adjusting their holdings accordingly by making strategic decisions based on company positioning within the current economic environment. Once the current phase of the economic cycle has been identified, Split Rock conducts sector analysis to determine which sectors are best-positioned within the current cycle. Split Rock isolates certain sectors and begins screening individual equities within those sectors based on a vast array of predetermined criteria. Fundamental analysis is then performed on the stocks that screened well and technical analysis, along with much more fundamental analysis, is then used to determine investments.

Split Rock manages their Bakken & U.S. Energy Shale model by continually monitoring companies with exposure to the Bakken Formation as well as other major U.S. energy shale deposits. These deposits include, but are not limited to, Three Forks, Eagle Ford, Utica, Haynesville, and the Marcellus shale deposits. After undergoing a significant analysis process, the holdings selected are altered on a continuous basis based on new and recurring economic, political, and environmental events.

Aside from equity portfolios, Split Rock also manages a Fixed Income/Bond Model. This model was created to help investors by providing a tool that aims to protect and preserve wealth while reducing risk as much as possible. Split Rock keeps a close eye on the economic cycle and interest rates while determining what positions to hold within this model.

Designed and managed to preserve and protect existing wealth by investing largely in fixed income investments with minimal risk-adverse exposure to individual equities. In this model, pure equity holdings may be as large as 30%.

Designed and managed to avoid risk and maintain a healthy growth profile. This model is intended for risk-adverse clients with a need for moderate growth potential. In this model, pure equity holdings may be as large as 60%.

Designed and managed to maximize growth potential and limit risk simultaneously. Predominantly for clients with longer investment time horizons. The growth and stability model may hold up to 70% of pure equities.

Designed and managed to grow equity quickly. This model is designed for clients with very long investment time horizons. In this model, more risk is accepted in order to provide higher returns and overall growth potential. In this model, the amount of pure equity holdings may be as large as 100%.

PORTFOLIO BUILDER MODELS

Wealth Preservation Model (Conservative)

Asset Stability Model (Moderate)

Growth & Stability Model (Moderately Aggressive)

Equity Growth Model (Aggressive)

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